Crime : Page 123
July 6, 2018
The Securities and Exchange Commission (SEC) announced that Credit Suisse Group AG will pay approximately $30 million to resolve SEC charges that it obtained investment banking business in the Asia-Pacific region by corruptly influencing foreign officials in violation of Foreign Corrupt Practices Act (FCPA).
July 5, 2018
An Italian court confirmed on Thursday the suspension of a 74.3 million euros (65.6 million pounds) fine imposed on Telecom Italia for failing to notify the government its main shareholder Vivendi had effective control.
July 4, 2018
Two executives have been arrested in Miami on charges of conspiring to fix prices for international freight forwarding services, the Department of Justice announced.
July 3, 2018
The Securities and Exchange Commission (SEC) charged global engineering and construction company KBR for inflating a key performance metric known as work in backlog. KBR agreed to pay a $2.5 million penalty to settle the SEC’s charges.
June 30, 2018
The Securities and Exchange Commission (SEC) announced that Morgan Stanley Smith Barney (MSSB) has agreed to pay a $3.6 million penalty and to accept certain undertakings for its failure to protect against its personnel misusing or misappropriating funds from client accounts.
June 30, 2018
Federal Trade Commission Chairman Joe Simons issued a statement regarding the decision by the U.S. District Court for the Eastern District of Pennsylvania in the case FTC v. AbbVie.
June 29, 2018
Online trading platform IG Group has been fined by French markets regulator Autorite des Marches Financiers.
June 29, 2018
The Securities and Exchange Commission (SEC) charged a former Equifax manager with insider trading in advance of the company’s September 2017 announcement of a massive data breach that exposed Social Security numbers and other personal information of approximately 148 million U.S. customers.
June 29, 2018
he examining magistrates in Paris, France, presiding over the case relating to the operation of the Jalabiya cement plant in Syria by Lafarge Cement Syria between 2011 and 2014 have decided to put the company Lafarge SA under investigation.
June 29, 2018
The former chief financial officer of Bankrate Inc., a publicly traded financial services and marketing company formerly headquartered in North Palm Beach, Florida, pleaded guilty for his role in orchestrating an accounting and securities fraud scheme that caused more than $25 million in shareholder losses.
June 28, 2018
Attorney General Jeff Sessions and Department of Health and Human Services (HHS) Secretary Alex M. Azar III, announced the largest ever health care fraud enforcement action.
June 27, 2018
The U.S. government criminally charged a Standard & Poor’s credit ratings analyst and two friends, all from Manhattan, with insider trading related to Sherwin-William’s $9.3 billion purchase of Valspar.