Crime : Page 204
July 1, 2016
Renee Kanas, a resident of Tamarac, Fl., pleaded guilty for stealing over $148,000 in pension payments from the New York State and Local Employees Retirement System.
June 30, 2016
CFTC charged former CBOE member Alvin Guy Wilkinson and his Connecticut-based entities with fraud, misappropriation, failing to register with the CFTC, and making misrepresentations to the NFA.
June 30, 2016
U.S. federal authorities and Huntington Beach Police officers arrested 20 defendants indicted by a grand jury on charges of participating in a long-running telemarketing scheme.
June 30, 2016
Tammy Dickinson, U.S. Attorney for the Western District of Missouri, announced that a Kansas City, Mo., man was indicted by a federal grand jury for engaging in a nearly $3.3 million fraud scheme against a victim who invested more than $8.6 million in his companies.
June 30, 2016
Former Sydney finance broker, Jennifer Mary Farias, has been sentenced to a one-year intensive correction order in the NSW Local Court after pleading guilty to 3 counts of loan fraud which resulted in her receiving more than $100,000.
June 30, 2016
The Financial Industry Regulatory Authority (FINRA) has fined Deutsche Bank Securities $6 million for failing to provide complete and accurate trade data in an automated format in a timely manner when requested by FINRA and the Securities and Exchange Commission (SEC).
June 29, 2016
The Provincial Court of Alberta has sentenced Caroline Meyers, the principal of Calgary-based International Securities Group, to two years in prison for her role in the 2010 market manipulation of the securities of Coastal Pacific Mining Corp.
June 29, 2016
Biodiagnostic Laboratory Services (BLS), the Parsippany, N.J. clinical lab was at the center of a long-running and elaborate test referral scheme.
June 29, 2016
The Federal Bureau of Investigation (FBI) and the U.S. Department of State announce a global law enforcement forum on diamond trafficking, illicit trade, and threat financing.
June 28, 2016
Attorney General Eric T. Schneiderman announced New York State’s participation in a series of partial settlements with Volkswagen (VW) and its Audi and Porsche affiliates.
June 28, 2016
A business woman in California has won $10,000 in settlement with Microsoft, after she filed a lawsuit for automatically updating her business computer to Windows 10, making it slow and hard to use.
June 28, 2016
The Alberta Securities Commission (ASC) said that Robert David Peers has been sentenced to a six-month conditional sentence after being convicted for a fraud on investors under the Securities Act (Alberta).