Crime : Page 67
October 1, 2020
The Commodity Futures Trading Commission issued an order filing and settling charges against Sunoco LP, a master limited partnership organized in Delaware and headquartered in Dallas, Texas, for spoofing bidding or offering with the intent to cancel the bid or offer before execution.
October 1, 2020
The Securities and Exchange Commission announced settled charges against Morgan Stanley for violations of Regulation SHO, the regulatory framework governing short sales.
October 1, 2020
New York Attorney General Letitia James announced a multistate settlement with health insurance company Anthem, Inc. that resolves a massive 2014 data breach that compromised the personal information of 78.8 million customers nationwide, including more than 4.6 million customers in New York state alone.
September 30, 2020
The European Commission has fined Brose and Kiekert a total of € 18 million for taking part in two cartels concerning supplies of closure systems for cars in the European Economic Area (EEA).
September 30, 2020
ASIC commences proceedings against Allianz Australia Insurance and AWP Australia for alleged misleading sale of travel insurance on Expedia websites.
September 30, 2020
JPMorgan Chase has agreed to pay more than $920 million and admitted to wrongdoing to settle federal U.S. market manipulation probes into its trading of metals futures and Treasury securities, the U.S. authorities said on Tuesday.
September 29, 2020
The Netherlands Authority for Consumers and Markets (ACM) has imposed fines on four major cigarette manufacturers, totaling over 82 million euros.
September 29, 2020
The Securities and Exchange Commission announced that Fiat Chrysler Automobiles N.V. agreed to settle charges that it made misleading disclosures about an internal audit of its emissions control systems.
September 29, 2020
The Commodity Futures Trading Commission has issued an order filing and simultaneously settling charges against Citibank N.A. and Citigroup Energy Inc., both provisionally registered swap dealers, and Citigroup Global Markets, Inc., a provisionally registered swap dealer and a registered futures commission merchant (collectively, Citi entities), for failing to diligently supervise their audio preservation system.
September 28, 2020
A bribery case against a co-owner of Zimnyaya Vishnya (Winter Cherry) shopping mall that became a site of deadly fire killing 60 people in Russia\'s Kemerovo in March 2018 with an approved indictment has been sent to the Kemerovo Central District Court for consideration, the press service of the Prosecutor General’s Office reports.
September 28, 2020
The Securities and Exchange Commission charged Mark Schena, the President and Chief Science Officer of Arrayit Corporation, for making allegedly false and misleading statements concerning Arrayit\'s development of a coronavirus blood test and its intention to resolve its delinquency in filing required periodic reports with the SEC.
September 28, 2020
The Administrative Council for Economic Defence (CADE) convicted five companies and two individuals for a cartel in the national market of ceilings, room divider, folding doors and other products made of PVC.