Topic: VIOLATION
166 results were found.
SEC charges John Deere with FCPA violations for subsidiary’s role in Thai bribery scheme - September 13, 2024
FINRA fines M1 Finance $850,000 for violations regarding use of social media influencer program - March 19, 2024
FINRA fines Morgan Stanley $1.6 million for municipal securities violations and related failures - February 16, 2024
SEC charges SAP for FCPA violations - January 16, 2024
United Memorial Medical Center to pay $2 million plus to resolve alleged False Claims Act violations - December 21, 2023
USDA files action against California Fresh Citrus Company for alleged PACA violations - December 13, 2023
SEC charges Royal Bank of Canada with internal accounting controls violations - November 6, 2023
Metropolitan Bank fined $14.5m for violations of customer identification rules - October 21, 2023
Albemarle to pay SEC more than $103 million to settle FCPA violations - September 30, 2023
Deutsche Bank subsidiary DWS to pay $25 million for anti-money laundering violations and misstatements - September 26, 2023
California reaches $93m settlement with Google over violations of location privacy - September 15, 2023
SEC charges 3M with foreign corrupt practices act violations relating to China subsidiary - August 30, 2023
Colombian conglomerate Grupo Aval and its bank subsidiary to pay $40 million to settle FCPA violations - August 11, 2023
Ottawa Court fined agricultural cooperative business $42,500 for Pesticides Act violation - July 25, 2023
Commission to refer Hungary to Court of Justice of EU for violations of freedom of establishment - July 17, 2023
Justice Department secures agreement with General Motors regarding violation of Immigration and Nationality Act - April 19, 2023
Russia: Rosselkhoznadzor reveals violations in foreign animal vaccines - April 5, 2023
U.S. Department of State concludes $20,000,000 settlement of alleged export violations by 3D Systems Corporation - March 1, 2023
Cytec Canada fined $250,000 for Environmental Protection Act violations - February 8, 2023
European Union fines Meta 390m euros for privacy violations - January 5, 2023
EU businesses fined over €830 million for GDPR violations in 2022, Meta paid over 80% - January 4, 2023
Justice department about AmerisourceBergen: At least hundreds of thousands of violations of Controlled Substances Act - December 30, 2022
Fortnite maker Epic Games to settle privacy violation for $520 mln - December 20, 2022
Walmart to pay Massachusetts $500,000 as part of alleged drug pricing violations - December 6, 2022
SEC charges S&P Global Ratings with conflict of interest violations - November 18, 2022
India finds violations at factory linked to Gambia children deaths - October 12, 2022
FINRA fines UBS Securities $2.5 million for regulation SHO violations and supervisory failures - October 5, 2022
SEC charges Oracle second time for violations of foreign corrupt practices act - September 28, 2022
NJDOL, AG announce historic $7.75m settlement of child labor law violations with Chipotle Mexican Grill - September 22, 2022
Missouri AG slams credit card companies for violation of Second Amendment rights - September 22, 2022
Amazon sued by California state over alleged price competition antitrust violation - September 15, 2022
South Korea fines Google, Meta $72 million for privacy violations - September 15, 2022
Russia fines Google $370 million for repeated content violations - July 19, 2022
Sudan's northern state Wali bans wheat exports, violation carries prison sentence of up to 10 years - May 30, 2022
Twitter to pay $150 million civil penalty to resolve alleged data privacy violations - May 26, 2022
California announces settlement with shipping company for violations of regulation of emissions of DPM and NOx - April 16, 2022
Scania appeals against judgment by EU General Court in case of alleged violations of antitrust rules - April 12, 2022
Saudi coalition seizes oil ship in violation of UN-ceasefire, Yemeni Oil Company says - April 7, 2022
FINRA fines Deutsche Bank Securities $2 million for best execution violations - March 9, 2022
Olybro fined $110,000 for Environmental Protection Act Violation - December 10, 2021
Japan closed investigation on suspected violation of Antimonopoly Act by Apple - October 4, 2021
Pluto and ViacomCBS will pay $3.5m for violation of accessibility rules - October 1, 2021
Florida to investigate Facebook for alleged violations of election laws - September 30, 2021
Citibank and Citigroup Global Markets Limited to pay $1 million penalty for swap data reporting violations - September 29, 2021
Lithuania's Ministry of Agriculture cleaning up, head of pig breeding fired due to serious violations - September 28, 2021
Parmalat Canada fined $510,000 for Environmental Protection Act violations - September 13, 2021
Russia returned to Belarus 300 kg of meat and dairy products imported with violations - August 31, 2021
CFTC orders Tyson Foods to pay $1.5 million for position limit, reporting, and recordkeeping violations - August 17, 2021
Diesel Direct settles claims it overcharged state for substandard fuel delivered in violation of contracts - July 15, 2021
Belarus: Massive human rights violations unprecedented in scope - July 6, 2021
Former Braskem CEO pleads guilty to foreign bribery and securities law violations - April 16, 2021
Russia asked Slovakia to return Sputnik V batch due to violation of contract terms - April 9, 2021
Quebec cargo-handling company sentenced to pay $675,000 for Fisheries Act violation - January 26, 2021
Greece raises fine for violations of pandemic restrictions to €500, monthly minimum wage - January 17, 2021
FAA proposes $422,500 civil penalty against Sky Lease I for alleged avionics equipment violations - January 10, 2021
U.S. concrete company admits to fixing prices and rigging bids in violation of antitrust laws - January 5, 2021
Cytec Canada fined $200,000 for Environmental Protection Act Violations - December 28, 2020
Ontario fines Suncor Energy $475,000 for Environmental Protection Act violations - December 24, 2020
General Electric to pay $200 million penalty for disclosure violations - December 10, 2020
Over 1.1 mln people fined in Russia over coronavirus restrictions’ violations - November 28, 2020
Smithfield and subcontractor face $100,000 fines for coronavirus violations in California - November 17, 2020
Violations of flight rules found to have caused An-26 crash in Ukraine, deputy PM says - October 29, 2020
Quebec mining company Breakwater Resources fined $350,000 for violation of Fisheries Act - October 29, 2020
SEC charges Goldman Sachs with FCPA violations - October 22, 2020
SEC charges Brazilian meat producers with FCPA violations - October 15, 2020
Korea launches probe into Google over potential fair trade violations - October 9, 2020
Morgan Stanley agrees to pay $5 million for Reg SHO violations in prime brokerage swaps business - October 1, 2020
Fiat Chrysler agrees to pay $9.5 million penalty for disclosure violations - September 29, 2020
Montreal holding company fined $260,000 for violations of Canadian Environmental Protection Act - September 2, 2020
SEC charges Hertz’s former CEO over financial reporting and disclosure violations - August 14, 2020
Historic $3 million fine against liquor distributor RNDC for 88 violations - July 10, 2020
SEC charges Alexion Pharmaceuticals with FCPA violations - July 3, 2020
SEC charges Novartis AG with FCPA violations - June 26, 2020
Japan FTC closing investigation on suspected Osaka Gas' violation of antimonopoly - June 8, 2020
U.S. Committee to Protect Journalists: 125 press freedom violations, 20 arrests - June 2, 2020
U.S. fines Biomin America $258,000 for Cuba sanctions violations - May 8, 2020
Bank of Korea to pay $35m to New York for violations of money laundering, record keeping laws - April 20, 2020
FAA proposes $156,000 penalty against Delta for alleged drug and alcohol testing violations - April 11, 2020
Coronavirus violation: Serbia sentences man to 3 years - March 28, 2020
Dominion to pay $1.4 million fire for alleged violations of Virginia’s environmental laws - March 16, 2020
AG Herring and DEQ reach settlement with Essex Solar over environmental violations - March 13, 2020
Oregon OSHA cites Albany Selmet foundry for safety violations in 2019 explosion - February 20, 2020
Chipotle fined peanuts for 13,253 child labor law violations in Massachusetts - February 2, 2020
Axon sues FTC for alleged violation of U.S. constitution - January 3, 2020
Philippines probes ten banks linked to Westpac AML violations - December 20, 2019
SEC charges former Goldman Sachs executive Tim Leissner with FCPA violations - December 17, 2019
SEC charges Telefonaktiebolaget LM Ericsson with FCPA violations - December 7, 2019
CFTC orders Goldman Sachs to pay $1 million fine for record keeping violations - November 29, 2019
Norway fund dismissed G4S over human rights violation risks - November 14, 2019
Arkansas Plant Board issues fines for egregious violations of dicamba laws and rules - November 4, 2019
Google and YouTube will pay record $170 million for violations of children’s privacy law - October 4, 2019
Japan Post finds 6,327 insurance contracts in violation of rules - September 30, 2019
Westport Fuels Systems to pay more than $4.1 million for FCPA violations - September 28, 2019
Daimler will pay 870 million euros fine for violation of supervisory duties - September 25, 2019
SEC charges Marvell Technology Group with misleading disclosure violations - September 17, 2019
StarKist to pay $100 million criminal fine for antitrust violation - September 12, 2019
Eight U.S. states and D.C. investigating Facebook for possible antitrust violations - September 7, 2019
FDA suspends facility of Texas-based seafood producer after repeated food safety violation - July 23, 2019
Facebook to pay 5 billion dollars fine for privacy violations, says source - July 13, 2019
Seko: Export curbs on South Korea not WTO violation - July 2, 2019
EPA reaches agreement with Dow Silicones Corporation to resolve environmental violations - June 26, 2019
Walmart charged with FCPA violations and will pay $282 million - June 21, 2019
China fines Ford's Changan venture $24 million for antitrust violations - June 5, 2019
Germany most active in imposing fines for violation of EU data protection law - May 25, 2019
Standard Chartered to pay more than $1 billion for violation of Iranian sanctions - April 9, 2019
Mobile TeleSystems settles FCPA violations - March 7, 2019
SEC charges Cognizant and two former executives with FCPA violations - February 16, 2019
U. S. and West Virginia reach settlement with Antero Resources for Clean Water Act violations - February 12, 2019
China fines six banks $22.76 million over wealth management violations - December 10, 2018
Danske Bank charged over alleged violations of money laundering law - November 29, 2018
Watchdog to sue Samsung chairman over deliberate law violation - November 18, 2018
CFTC orders Commerzbank to pay $12 million for swap dealing violations - November 10, 2018
Ice-making company fined $350K for Fisheries Act violation - November 9, 2018
Nationwide settlement with Chevron U.S.A. to address chemical accident prevention violations - October 25, 2018
SEC charges Stryker second time for FCPA violations - September 29, 2018
Petrobras agrees to pay more than $850 million for FCPA violations - September 27, 2018
SEC charges former CEO of Chilean-Based chemical and mining company with FCPA violations - September 26, 2018
Sanofi charged with FCPA violations - September 5, 2018
New York City fines Kushner Companies $210,000 after 42 violations found - August 29, 2018
Citigroup to pay more than $10 million for books violations and inadequate controls - August 16, 2018
Hanjin Group chief to be referred to prosecutors over regulatory rule violation - August 13, 2018
Lockheed Martin employee enters settlement of False Claims Act violations - August 8, 2018
Anchor Glass Container Corporation to settle Clean Air Act violations - August 4, 2018
Texas Instruments says CEO Brian Crutcher resigned due to violations of code of conduct - July 17, 2018
SEC charges Credit Suisse with FCPA violations - July 6, 2018
Russian HP subsidiary fined $40,000 for competition law violation - June 14, 2018
Russia may lift limits on Belarusian milk if violations eliminated - June 8, 2018
Panasonic charged with FCPA and accounting fraud violations - May 1, 2018
Tele2 faces fine in Russia for roaming violations - April 11, 2018
NYSE to pay $14 million penalty for multiple violations - March 7, 2018
British Columbia manufacturer of plant-based foods fined for Fisheries Act violation - February 20, 2018
EPA reaches agreement with Syngenta for farmworker safety violations on Kauai - February 19, 2018
Shell Chemical will pay to resolve Clean Air violations - February 14, 2018
SunCoke Energy and Cokenergy to resolve Clean Air Act violations - January 26, 2018
Husqvarna to pay $2.85 million to resolve violations of the Clean Air Act - December 6, 2017
Taiwan fines Qualcomm $774 million for antitrust violations - October 12, 2017
Tyson Poultry pleads guilty to Clean Water Act violations - September 28, 2017
SolarCity agrees to resolve alleged false claims act violations - September 23, 2017
Halliburton paying $29.2 million to settle FCPA Violations - July 28, 2017
Ontario court fines Creation Foods for kosher food violation - July 7, 2017
Watchdog finds 3,500 violations at Bashneft refinery - July 6, 2017
Complaint against PDC Energy for alleged Clean Air Act violations - June 27, 2017
SunTrust Bank fined $1.5m by Fed for violations of Flood Insurance Act - May 26, 2017
USDA cites ABL Farms in Georgia for PACA violations - May 15, 2017
Magyar Telekom executives agree to pay penalties for FCPA violations - April 25, 2017
$882,000 in fines for safety violations by companies in Canada - March 25, 2017
Civil penalties issued for pesticide violations in Oregon - March 9, 2017
Wood Group PSN to pay $9.5 million for Clean Water Act violations - February 24, 2017
EPA, DOJ, and Alaska settle with Palmer City for wastewater violations - February 15, 2017
SEC charges two former Och-Ziff executives with FCPA violations - January 26, 2017
U.S. settles with Meadowvale Dairy for Clean Water Act Violations - January 20, 2017
Magellan Pipeline settles alleged Clean Water Act violations - January 19, 2017
Western Union admits anti-money laundering, consumer fraud violations - January 19, 2017
Orthofix charged with accounting failures and FCPA violations - January 18, 2017
South Korea fines Qualcomm $852.9 million for antitrust violations - December 28, 2016
SEC charges Morgan Stanley with customer protection rule violations - December 20, 2016
FINRA fines Merrill Lynch over systemic supervisory violations - October 19, 2016
RBC to pay $2.5 million for proxy statement disclosure violations - September 1, 2016
Hawaiian Gardens Casino fined $2.8m for anti-money laundering violations - July 18, 2016
Agrocorp Intl to pay $150,000 for call cotton reporting violations - July 13, 2016
Citigroup to pay $175m to settle LIBOR, Euroyen TIBOR violations - May 25, 2016
VimpelCom to pay $795 million in settlement for FCPA violations - February 19, 2016
Monsanto paying $80 million penalty for accounting violations - February 10, 2016
FTC charges four big retailers on textile rule violations - December 9, 2015
Volkswagen orders investigation into violation of U.S. emission rule - September 21, 2015
UBS to pay record $14.4 million fine for violations in dark pool - January 15, 2015