Topic: CFTC
30 results were found.
CFTC charges bogus digital asset platform with fraud and misappropriation in online romance scam - January 22, 2024
CFTC orders Freepoint Commodities to pay $91 million for fraudulent scheme - December 19, 2023
CFTC orders Minnesota Ceres Global Ag to pay $3 million penalty for attempted manipulation of oats futures prices - November 2, 2023
Goldman Sachs to pay $3 million to settle CFTC charges - October 2, 2023
Goldman Sachs to pay $5.5mln to settle US CFTC charges over recording keeping - August 30, 2023
CFTC orders J.P. Morgan to pay $850,000 for swap reporting failures - July 6, 2022
CFTC charges South African CEO for $1.7 billion Bitcoin fraud - July 3, 2022
CFTC settles enforcement action against Kraft and Mondelez - May 16, 2022
CFTC orders JPMorgan to pay $75 million for unapproved communication - December 20, 2021
CFTC orders Tyson Foods to pay $1.5 million for position limit, reporting, and recordkeeping violations - August 17, 2021
CFTC orders three Citibank affiliates to pay $4.5 million for supervision failures - September 29, 2020
Deutsche Bank to pay more than $10 million to settle two CFTC cases - June 19, 2020
CFTC orders South Korean company Mirae Asset Daewoo to pay $700,000 for spoofing - January 14, 2020
CFTC orders Goldman Sachs to pay $1 million fine for record keeping violations - November 29, 2019
CFTC orders six financial institutions to pay more than $6 million for reporting failures - October 2, 2019
CFTC orders two trading firms, bank to pay $3 million fine for spoofing - October 2, 2019
Glencore says probed by U.S. CFTC for corrupt practices - April 26, 2019
CFTC charges proprietary trader with spoofing in soybean futures markets - February 1, 2019
Bourne supremacy ends: CFTC charges him with fraudulently mismarking swaps - November 10, 2018
CFTC orders Commerzbank to pay $12 million for swap dealing violations - November 10, 2018
CFTC orders Bank of Nova Scotia to pay $800,000 penalty - October 2, 2018
CFTC finds Mizuho Bank engaged in spoofing of Treasury futures nd Eurodollar futures - September 23, 2018
CFTC orders Bank of America to pay $30 million penalty - September 20, 2018
JPMorgan Chase fined $65 million by CFTC over benchmark manipulation - June 19, 2018
CFTC finds that Bank of Tokyo-Mitsubishi engaged in futures spoofing - August 8, 2017
CFTC orders E*TRADE Securities and E*TRADE Clearing to pay $280,000 - February 3, 2017
Jon S. Corzine to pay $5 million penalty, says CFTC - January 5, 2017
Deutsche Bank faces CFTC sanctions over swap-data report failures - August 19, 2016
CFTC fines Barclays Capital $800,000 for supervision failures - August 4, 2016
CFTC charges Kraft Foods and Mondelez with manipulation of wheat futures and cash prices - April 2, 2015